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- Custodian
- Charles Schwab & Company · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 10-01-2009
- Office Locations
- 3
Office Locations
About Spectrum Financial Resources
Spectrum Financial Resources (founded 1986) provides integrated wealth management, investment management, and retirement, tax, and business advisory planning for hardworking professionals, families, and couples—from early career through retirement. The team builds and monitors diversified portfolios aligned to goals and risk, coordinates estate planning with outside professionals, and offers an online client portal with budgeting tools and a secure document vault.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
DANIEL THOMAS HOBAN
Chief Compliance Officer, Managing Member
- CRD
- #1095185
- Ownership
- 50% but less than 75%
JEAN ANN SCHNEIDER
Advisor, Managing Member
- CRD
- --
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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LUCIAN CHRISTOPHER HARBAR II
Owner, Tax Preparer
- CRD
- #5053871
DAVID JOHN LAIDLAW
Financial Planner
- CRD
- #4412079
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $87,490,851 | $251,410 |
| Non-Discretionary | $147,818,403 | $181,595 |
| Total | $235,309,254 | $202,504 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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