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Spivak Asset Management, LLC

Spivak Asset Management, LLC. CRD 125714

Spivak Asset Management, LLC logo

CRD: 125714

Spivak Asset Management, LLC

$439.1M Total AUM
$439.1M Disc. AUM
19.6% 3Y CAGR
1 Employees
126 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
--
Established Date
06-25-1996
Office Locations
1

Office Locations

172 West Main Street Avon CT

About Spivak Asset Management, LLC

Spivak Asset Management, LLC is an independent, fee-only advisor serving a select group of high net worth individuals. The firm builds personalized, risk-aligned portfolios using disciplined, research-based diversification across low-cost asset classes, with tax-aware asset location. It also helps consolidate brokerage accounts and provides easy-to-read quarterly reporting with one-on-one communication, working with platforms such as Fidelity and eMoney.

Team overview

56 AVG AGE
$439.1M AVG AUM / ADVISOR
$3.5M AVG AUM / CLIENT
30.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
30yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

JAY STUART SPIVAK

JAY STUART SPIVAK

Chief Compliance Officer, Managing Member, Owner

CRD
#2763969
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-09-2022
03-17-2023
03-01-2024
04-10-2025
03-19-2026
Category Assets AVG. Account size
Discretionary $439,099,250 $6,969,829
Non-Discretionary $0 --
Total $439,099,250 $6,969,829

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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