CRD: 106822
Sterling Capital Management INC
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- Custodian
- Charles Schwab & Company · Interactive Brokers · RBC
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-24-1997
- Office Locations
- 1
Office Locations
About Sterling Capital Management INC
Sterling Capital Management LLC is a Charlotte, NC-headquartered SEC-registered investment adviser (CRD# 135405) founded in 1970. The firm’s team of 183 investment and client service professionals builds customized portfolios and provides asset allocation analysis and related investment services for financial professionals, institutions, and affluent individuals and businesses. Sterling Capital is an indirect, wholly owned subsidiary of Guardian Capital Group Limited.
Team overview
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Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
THOMAS JOHN PORTZ
Chief Compliance Officer, Chief Executive Officer
- CRD
- #1218627
- Ownership
- 75% or more
TIMOTHY JOHN PORTZ
Executive Director, President
- CRD
- #5260311
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Elliott Gengembre
--
- CRD
- #7793034
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $227,360,071 | $682,763 |
| Non-Discretionary | $69,586,748 | $1,265,214 |
| Total | $296,946,819 | $765,327 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Derivatives | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2025
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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