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WHN Investor Services, Inc.

WHN Investor Services, Inc.. CRD 10046

W

CRD: 10046

WHN Investor Services, Inc.

$1.4M Total AUM
$1.4M Disc. AUM
-- 3Y CAGR
1 Employees
0 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
03-29-2001
Office Locations
1

Office Locations

300 N. Corporate Dr. Brookfield WI

About WHN Investor Services, Inc.

WHN Investor Services, Inc. is a Brookfield, WI-based retail RIA (est. 2001) providing investment advisory and insurance-related planning for entrepreneurs and other individual clients. The firm emphasizes asset allocation using ETFs and mutual funds, with portfolios showing meaningful cash and public fund exposure. Custodies client assets at Charles Schwab.

Team overview

-- AVG AGE
$1.4M AVG AUM / ADVISOR
-- AVG AUM / CLIENT
25.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

W

WILLIAM HERBERT NIEWOEHNER

Chief Compliance Officer, DIRECTOR, President, Secretary Treasurer

CRD
#348217
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-02-2016
09-29-2017
09-21-2018
09-26-2019
07-09-2020
Category Assets AVG. Account size
Discretionary $1,400,000 $657,025
Non-Discretionary $0 --
Total $1,400,000 $657,025

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Cash:
Available
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Cash Available Available
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Total Available Available

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