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Strategic Wealth Management LLC

Strategic Wealth Management LLC. CRD 140745

Strategic Wealth Management LLC logo

CRD: 140745

Strategic Wealth Management LLC

$16.5M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
26 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
02-06-2008
Office Locations
1

Office Locations

555 Pleasantville RD N106 Briarcliff Manor NY

About Strategic Wealth Management LLC

Strategic Wealth Management, LLC is an independent, fee-based financial planning firm providing comprehensive planning, portfolio and risk-management guidance for individuals and families, including retirees, working professionals, and the self-employed. The firm also supports closely held business owners and advises non-profits on fiduciary considerations when managing organizational assets. Public filings indicate portfolios commonly use ETFs and mutual funds, with custody through Charles Schwab.

Team overview

56 AVG AGE
$8.2M AVG AUM / ADVISOR
$634.3K AVG AUM / CLIENT
5.3 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
18yrs Firm Age

Insights

Available
Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

A

ANTHONY JOHN DARIA JR

Financial Advisor

CRD
#2331465
Ownership
50% but less than 75%
Available
Available
Available
A

ALEX SOCOLOF

INVESTMENT ADVISOR REPRESENTATIVE, Owner

CRD
#1017723
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2013
07-14-2014
03-13-2015
03-21-2016
03-31-2017
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $16,492,575 $198,937
Total $16,492,575 $198,937

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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