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Sullivan Financial, LLC

Sullivan Financial, LLC. CRD 121371

Sullivan Financial, LLC logo

CRD: 121371

Sullivan Financial, LLC

$119.1M Total AUM
$0 Disc. AUM
-- 3Y CAGR
4 Employees
131 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Axos · Charles Schwab & Company · Empower · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
01-07-2009
Office Locations
1

Office Locations

15A Main Street Essex CT

About Sullivan Financial, LLC

Sullivan Financial, LLC is an independent, fee-only RIA providing a holistic, planning-first approach to financial planning and asset management. The firm serves individuals and families—especially women, clients in life transitions, pre-retirees/retirees, young professionals, and the LGBTQ+ community—as well as entrepreneurs, business owners, corporations, and nonprofits. Client-centric and process-driven, it operates as a fiduciary and offers no commissionable investments. Led by managing partner and sole owner Jane Sullivan; founded in 2003.

Team overview

-- AVG AGE
$59.5M AVG AUM / ADVISOR
$908.9K AVG AUM / CLIENT
17.6 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MARY JANE NMN SULLIVAN

MARY JANE NMN SULLIVAN

Chief Compliance Officer, Financial Consultant

CRD
#5632328
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-20-2024
07-03-2025
03-23-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $119,064,924 $386,574
Total $119,064,924 $386,574

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Cash Available Available
Total Available Available

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