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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Jackson National Life
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-26-2003
- Office Locations
- 4
Office Locations
About Summitry, LLC
Summitry is an independent Bay Area wealth manager serving Silicon Valley professionals and entrepreneurs, with deep expertise in equity compensation and concentrated stock (ISOs/RSUs/ESPPs), pre- and post-IPO planning, tax-aware exercise and sale timing, and structured diversification. The team pairs financial planning with in-house portfolio management and often implements allocations using ETFs and high-quality fixed income.
Team overview
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CRM
Custodian
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Investment Vehicles
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Owner & Executives
ALEX BARTH KATZ
Chief Executive Officer, Financial Advisor, General Partner, President
- CRD
- #2917866
- Ownership
- Less than 5%
JENNIFER LYNN ROUSE
Chief Compliance Officer, Director
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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William Berg
Senior Associate Financial Advisor
- CRD
- #7538429
ShanTaya Cowan
--
- CRD
- #7614668
Showing 2 of 32 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,350,228,454 | $946,392 |
| Non-Discretionary | $229,608 | $468 |
| Total | $3,350,458,062 | $831,173 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Public Funds | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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