AdvizorPro
Sumnicht & Associates, LLC

Sumnicht & Associates, LLC. CRD 111421

Sumnicht & Associates, LLC logo

CRD: 111421

Sumnicht & Associates, LLC

$107.9M Total AUM
$64.0M Disc. AUM
-24.9% 3Y CAGR
3 Employees
10 ADV. Clients
25 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
05-25-2001
Office Locations
2

Office Locations

5485 W Grande Market Drive Suite D Appleton WI
-- Lake Forest CA

About Sumnicht & Associates, LLC

Sumnicht & Associates, LLC is a Wisconsin-based fiduciary RIA providing integrated wealth management for individuals and families, combining financial coaching with retirement, tax and estate planning guidance. The firm builds and maintains diversified portfolios using a cost-effective, tax-efficient, total-return asset allocation approach, with portfolios largely implemented via ETFs. Custody is primarily through Fidelity/NFS.

Team overview

68 AVG AGE
$36.0M AVG AUM / ADVISOR
$10.8M AVG AUM / CLIENT
20.9 yrs AVG TENURE
3 Employees
3 Advisory Reps
2 RIA Reps
25yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

VERNON COFFEY SUMNICHT

VERNON COFFEY SUMNICHT

Chief Compliance Officer, Chief Executive Officer, Chief Investment Officer, Managing Member

CRD
#1315421
Ownership
Less than 5%
Available
Available
Available

Showing 1 of 1 owners & executives

Unlock all

Contacts

S

SCOTT RICHARD JONES

--

CRD
#5026096
Available
Available
Available

Showing 1 of 2 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-08-2022
03-06-2023
03-22-2024
03-17-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $63,965,013 $1,360,958
Non-Discretionary $43,926,908 $1,757,076
Total $107,891,921 $1,498,499

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Other:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Other Available Available
Cash Available Available
Total Available Available

Continue browsing

View all advisor firms in Wisconsin

Start a free trial and
prospect smarter