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Sustainvest Asset Management, LLC

Sustainvest Asset Management, LLC. CRD 166685

Sustainvest Asset Management, LLC logo

CRD: 166685

Sustainvest Asset Management, LLC

$137.4M Total AUM
$136.8M Disc. AUM
-- 3Y CAGR
1 Employees
162 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Broadridge ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
04-04-2013
Office Locations
1

Office Locations

755 Baywood Drive Suite 200 Petaluma CA

About Sustainvest Asset Management, LLC

Sustainvest Asset Management is an RIA focused on sustainable and responsible (SRI/ESG) portfolio management, building customized portfolios with regular performance, allocation, and sustainability reviews. The firm serves values-aligned investors seeking transparent, AUM-based (non-commission) advice. Founded in 2013 with offices in Linwood, NJ and Petaluma, CA, it can custody assets at Charles Schwab.

Team overview

47 AVG AGE
$137.4M AVG AUM / ADVISOR
$848.3K AVG AUM / CLIENT
13.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
13yrs Firm Age

Insights

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Asset Classes

Available

Custodian

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Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

E. DALE WANNEN

E. DALE WANNEN

Chief Compliance Officer, President

CRD
#3147650
Ownership
75% or more
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $136,759,530 $380,946
Non-Discretionary $659,645 $659,645
Total $137,419,175 $381,720

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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