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Swell Financial

Swell Financial. CRD 317029

Swell Financial logo

CRD: 317029

Swell Financial

$27.9M Total AUM
$27.9M Disc. AUM
-- 3Y CAGR
1 Employees
42 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Altruist · Invesco · SEI
Clients
Retail and Institutional
Platforms
Available
Established Date
11-22-2021
Office Locations
1

Office Locations

-- Irvine CA

About Swell Financial

Swell Financial is a fee-only, fiduciary financial planning firm in Orange County, CA serving families age 55+ who are nearing retirement or making work optional. The firm leads with planning and integrates tax and retirement strategy with portfolio recommendations, including tax return reviews to uncover savings opportunities. Clients work directly with owner Nick Covyeau, CFP®, receive a one-page plan delivered via eMoney, and the firm limits its client roster for depth of service. Featured in MarketWatch and Fortune.

Team overview

-- AVG AGE
$27.9M AVG AUM / ADVISOR
$664.8K AVG AUM / CLIENT
4.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Available

CRM

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

NICHOLAS ANTHONY COVYEAU

NICHOLAS ANTHONY COVYEAU

Chief Compliance Officer, Financial Planner, Owner

CRD
#6395797
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $27,923,397 --
Non-Discretionary $0 --
Total $27,923,397 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Total Available Available

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