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Swiftwater Capital

Swiftwater Capital. CRD 329458

Swiftwater Capital logo

CRD: 329458

Swiftwater Capital

$170.9M Total AUM
$170.9M Disc. AUM
-- 3Y CAGR
3 Employees
49 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-25-2025
Office Locations
1

Office Locations

-- Lake Oswego OR

About Swiftwater Capital

Swiftwater Capital is an Oregon-based advisory firm focused on helping individuals navigate retirement. The team provides financial planning and portfolio management with an asset-allocation approach using ETFs and mutual funds. The firm custodians with Schwab and uses tools such as Black Diamond and eMoney, and publishes a retirement planning guide for prospects and clients.

Team overview

72 AVG AGE
$170.9M AVG AUM / ADVISOR
$3.5M AVG AUM / CLIENT
1.4 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

F

FREDERICK JOSEPH PAYNE JR

Chief Compliance Officer, Manager

CRD
#1290237
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-05-2025
02-09-2026
Category Assets AVG. Account size
Discretionary $170,887,842 $850,188
Non-Discretionary $0 --
Total $170,887,842 $850,188

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Other:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Other Available Available
Private Funds Available Available
Total Available Available

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