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Sycamore Financial Group

Sycamore Financial Group. CRD 14143

Sycamore Financial Group logo

CRD: 14143

Sycamore Financial Group

$787.4M Total AUM
$732.4M Disc. AUM
11.2% 3Y CAGR
4 Employees
1,146 ADV. Clients
42 yrs Firm Age

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Firm Details

Custodian
Folio Investments ยท Hilltop Securities
Clients
Retail and Institutional
Platforms
Available
Established Date
01-03-1984
Office Locations
2

Office Locations

2713 Rockford Lane Kokomo IN
-- Manlius NY

About Sycamore Financial Group

Sycamore Financial Group is an investment management and financial planning firm serving retail and institutional clients with customized portfolios and comprehensive counsel for investing, retirement, and college savings. The firm emphasizes solid returns, reduced volatility, and tax efficiency, with portfolios largely implemented through ETFs. Custody is supported via platforms including Hilltop Securities.

Team overview

46 AVG AGE
$196.9M AVG AUM / ADVISOR
$687.1K AVG AUM / CLIENT
22.2 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
42yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

CRAIG ALLEN SMITH

CRAIG ALLEN SMITH

Chief Compliance Officer, President, TREASURER

CRD
#810191
Ownership
75% or more
Available
Available
Available
A

ALEC F SMITH

Vice President

CRD
--
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

F

Frederick Albert Matthes

--

CRD
#8188757
Available
Available
Available
ALLISON TYMINSKI RUMSCHIK

ALLISON TYMINSKI RUMSCHIK

Investment Advisor

CRD
#5239290
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-14-2022
02-23-2023
06-04-2024
03-26-2025
03-13-2026
Category Assets AVG. Account size
Discretionary $732,449,845 $382,081
Non-Discretionary $54,961,603 $194,211
Total $787,411,448 $357,914

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Total Available Available

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