CRD: 125058
Symphony Financial Services, Inc.
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- Custodian
- Charles Schwab & Company · LPL Financial · Voya Financial
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-24-2004
- Office Locations
- 2
Office Locations
About Symphony Financial Services, Inc.
Symphony Financial Services is an independent Akron, OH advisory firm delivering investment management and comprehensive financial planning, including estate/business succession work and risk-management insurance reviews. Portfolios are tailored to client goals and risk, using mutual funds, ETFs, individual securities and select alternatives. A key differentiator is its defined-contribution retirement plan focus—401(k) plan design support plus cash balance pension and executive benefit programs (e.g., NQDC, COLI).
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JOHN Y KIM
Financial Advisor, General Partner, President
- CRD
- #2660519
- Ownership
- 75% or more
CRAIG MICHAEL SMALL
Chief Compliance Officer, Vice President
- CRD
- #5338171
- Ownership
- 5% but less than 10%
Showing 2 of 2 owners & executives
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Daniel Auble
--
- CRD
- #7445583
SPENCER LEE GABRIEL
Investment Advisor Representative
- CRD
- #1987809
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $344,672,544 | $276,623 |
| Non-Discretionary | $84,028,407 | $1,273,158 |
| Total | $428,700,951 | $326,754 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Derivatives | Available | Available |
| Equity - OTC | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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