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Synovus Securities, Inc.

Synovus Securities, Inc.. CRD 14023

Synovus Securities, Inc. logo

CRD: 14023

Synovus Securities, Inc.

$8.4B Total AUM
$5.0B Disc. AUM
10.0% 3Y CAGR
280 Employees
12,511 ADV. Clients
42 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
09-01-1983
Office Locations
64

Office Locations

1001 Water Street Tampa FL
102 Inverness Corners Birmingham AL
1033 Demonbreun Street Nashville TN

About Synovus Securities, Inc.

Synovus Securities, Inc. provides financial planning, investment planning, and portfolio construction for retail and institutional clients, including business owners and entrepreneurs. Investment use spans mutual funds, ETFs and fixed income, with access to select alternatives; the firm also supports retirement, tax, estate and insurance planning. Platform and custody include Envestnet and major custodians such as Schwab and Fidelity. Synovus is transitioning to the Pinnacle Financial Partners name.

Team overview

45 AVG AGE
$45.9M AVG AUM / ADVISOR
$675.0K AVG AUM / CLIENT
11.1 yrs AVG TENURE
280 Employees
184 Advisory Reps
184 RIA Reps
42yrs Firm Age

Insights

Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

William Thomas Brooks

William Thomas Brooks

Chief Compliance Officer

CRD
#5028846
Ownership
Less than 5%
Available
Available
Available
J

JENNA Kelley ELEAM

Chief Financial Officer, Finop

CRD
#7801582
Ownership
Less than 5%
Available
Available
Available

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Contacts

P

PHILLIP GARY ABSHIER II

--

CRD
#2840898
Available
Available
Available
B

BRIDGET ADALINE ALCIDE

--

CRD
#4194526
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-30-2022
10-30-2023
12-12-2024
11-13-2025
01-28-2026
Category Assets AVG. Account size
Discretionary $4,987,877,578 $860,127
Non-Discretionary $3,457,205,436 $522,868
Total $8,445,083,014 $680,451

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Other:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Other Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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