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T. Rose & Associates, Inc.

T. Rose & Associates, Inc.. CRD 115253

T

CRD: 115253

T. Rose & Associates, Inc.

$15.0M Total AUM
$15.0M Disc. AUM
-- 3Y CAGR
2 Employees
37 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · Principal · TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
05-22-2012
Office Locations
2

Office Locations

-- Mendota MN
-- Sarasota FL

About T. Rose & Associates, Inc.

T. Rose & Associates is a fee-only fiduciary RIA providing private wealth management and comprehensive financial planning (insurance, trusts, annuities, retirement and goal planning) at no additional fee. The firm builds tailored portfolios and emphasizes transparent client communication, typically working with households with $1M+ investable assets. Founded by Tim Rose, an investment advisor since 1982, based in Mendota, MN.

Team overview

64 AVG AGE
$7.5M AVG AUM / ADVISOR
$405.4K AVG AUM / CLIENT
5.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

T

TIMOTHY MACK ROSE

President

CRD
#1005145
Ownership
75% or more
Available
Available
Available

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Contacts

D

Daniel Rose

--

CRD
#7962075
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2011
04-02-2012
Category Assets AVG. Account size
Discretionary $15,000,000 $2,032,046
Non-Discretionary $0 --
Total $15,000,000 $2,032,046

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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