T
$19.5M Total AUM
$19.5M Disc. AUM
-- 3Y CAGR
6 Employees
54 ADV. Clients
14 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- --
- Clients
- Retail
- Platforms
- --
- Established Date
- 06-08-2012
- Office Locations
- 1
Office Locations
3730 Kirby Drive Suite 600 Houston TX
About THE Broughton Investment Group, Inc.
THE Broughton Investment Group, Inc. is a Houston-based RIA. The firm has been operating for 14 years. Managing $19.5M in total assets under management, with 5 advisory representatives.
Team overview
-- AVG AGE
$3.9M AVG AUM / ADVISOR
$361.1K AVG AUM / CLIENT
8.9 yrs AVG TENURE
6 Employees
5 Advisory Reps
5 RIA Reps
14yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
P
PAUL KENT BROUGHTON SR
Chairman, Chief Executive Officer, FOUNDER, Owner
- CRD
- #2935732
- Ownership
- 75% or more
Available
Available
Available
Summer Marie Taufer
Chief Compliance Officer, CHIEF OPERATING OFFICER, Founder, President
- CRD
- --
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $19,500,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $19,500,000 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available Corporate - Investment Grade:
Available Municipal Bonds:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
Continue browsing