CRD: 171533
THE Investment Connection LLC
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Transamerica
- Clients
- Retail
- Platforms
- Available
- Established Date
- 07-11-2014
- Office Locations
- 2
Office Locations
About THE Investment Connection LLC
The Investment Connection is a New Jersey fee-only RIA providing customized financial planning and discretionary investment management for individuals and families, from first-home buyers to retirees, plus small business retirement planning. Portfolios use ETF and mutual-fund solutions, including indexing, ESG and alternatives; newer client programs may be limited to target-date or balanced-style funds. Custodies at Schwab and Fidelity.
Team overview
Insights
Accredited Investors
Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ANDREW DEAN NOVICK
Certified Financial Planner, Chief Compliance Officer, Managing Member
- CRD
- #2909907
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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WILLIAM SOMERS
Investment Advisor Representative
- CRD
- #6545001
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $86,184,450 | -- |
| Non-Discretionary | $22,585,453 | -- |
| Total | $108,769,903 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Other | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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