$767.8K Total AUM
$767.8K Disc. AUM
-- 3Y CAGR
1 Employees
10 ADV. Clients
4 yrs Firm Age
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- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- Available
- Established Date
- 11-10-2021
- Office Locations
- 1
Office Locations
-- Harrison NJ
About Swapnick, LLC
Swapnick, LLC is a retail-focused advisory firm offering investment planning, portfolio construction, and ongoing asset management. Client portfolios are implemented through ETF-based SMAs (reported 100% ETFs) and custodied at Interactive Brokers. The firm is led by managing member Domingo Ramos (CEO/CCO).
Team overview
-- AVG AGE
$767.8K AVG AUM / ADVISOR
$76.8K AVG AUM / CLIENT
4.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age
Insights
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Asset Classes
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Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
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Owner & Executives
D
Domingo Ramos
Chief Compliance Officer, Chief Executive Officer, Managing Member
- CRD
- #6386476
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $767,811 | -- |
| Non-Discretionary | $0 | -- |
| Total | $767,811 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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