T
$28.3M Total AUM
$192.4K Disc. AUM
-- 3Y CAGR
2 Employees
48 ADV. Clients
33 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 07-07-1993
- Office Locations
- 2
Office Locations
-- Indianapolis IN
-- Santa Rosa CA
About THE Rose Investment Management
THE Rose Investment Management is a Santa Rosa-based RIA with 2 offices. The firm has been operating for 33 years. Managing $28.3M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
78 AVG AGE
$28.3M AVG AUM / ADVISOR
$589.4K AVG AUM / CLIENT
30 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
33yrs Firm Age
Insights
Available
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Asset Classes
Available
Investment Themes
Available
Investment Vehicles
Available
Owner & Executives
S
STEPHEN ALAN LITTLE
Chief Compliance Officer, President
- CRD
- #1064432
- Ownership
- 50% but less than 75%
Available
Available
Available
S
SUSAN F. LITTLE
Chief Investment Officer, Secretary, TREASURER
- CRD
- --
- Ownership
- 50% but less than 75%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $192,426 | -- |
| Non-Discretionary | $28,097,151 | -- |
| Total | $28,289,577 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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