$11.5M Total AUM
$11.5M Disc. AUM
-- 3Y CAGR
2 Employees
5 ADV. Clients
23 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-05-2003
- Office Locations
- 2
Office Locations
401 W Innes Street Salisbury NC
-- Greenville SC
About Thomas Smith AND Associates, Inc.
Thomas Smith and Associates is a boutique equity investment manager founded by Thomas Smith, CFA, focused on managing equity portfolios for high-net-worth investors. The firm targets "steady growth" stocks, aiming for long-term stock participation while limiting market volatility, and primarily implements portfolios via equity ETFs, custodying at Charles Schwab.
Team overview
-- AVG AGE
$5.8M AVG AUM / ADVISOR
$2.3M AVG AUM / CLIENT
15 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
T
THOMAS GERALD SMITH JR
Chief Compliance Officer, Chief Investment Officer, President, Vice President
- CRD
- #2057582
- Ownership
- 75% or more
Available
Available
Available
Showing 1 of 1 owners & executives
Unlock allContacts
D
DAVID KENAN SMITH
Financial Advisor
- CRD
- #2303443
Available
Available
Available
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $11,536,163 | -- |
| Non-Discretionary | $0 | -- |
| Total | $11,536,163 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
Continue browsing