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Thomas Story AND SON LLC

Thomas Story AND SON LLC. CRD 148774

Thomas Story AND SON LLC logo

CRD: 148774

Thomas Story AND SON LLC

$328.2M Total AUM
$328.2M Disc. AUM
9.5% 3Y CAGR
2 Employees
39 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
10-01-2008
Office Locations
1

Office Locations

16773 13th Road Plymouth IN

About Thomas Story AND SON LLC

Thomas Story and Son LLC is an RIA founded in 2008 providing prudent, customized investment management and portfolio construction for entrepreneurs and other retail and institutional clients. Portfolios are implemented primarily with ETFs, with tax planning and insurance considerations as part of the advice. Custodies through Fidelity/NFS.

Team overview

-- AVG AGE
$164.1M AVG AUM / ADVISOR
$8.4M AVG AUM / CLIENT
17.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

T

THOMAS HERBERT STORY

Investment Advisor, Managing Member

CRD
#726004
Ownership
75% or more
Available
Available
Available
M

MICHAEL STEVEN LOLLINO

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

DAVID THOMAS STORY

Principal

CRD
#5004314
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-22-2022
03-24-2023
03-18-2024
03-04-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $328,238,000 $2,064,390
Non-Discretionary $0 --
Total $328,238,000 $2,064,390

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Other Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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