CRD: 322562
Thompson Financial Transitions Inc.
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- Custodian
- Assetmark ยท Lincoln Financial
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-24-2022
- Office Locations
- 1
Office Locations
About Thompson Financial Transitions Inc.
Thompson Financial Transitions provides lifestyle-focused financial planning and wealth management, helping clients build wealth, plan for retirement income (including early retirement), and implement their plans. The firm also consults on 401k/403b decisions and supports small businesses with retirement-plan tools, fixed pricing, and an annual fiduciary checklist. Portfolios are ETF- and public-fund oriented, and the firm works with the AssetMark platform.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
THOMAS JOSEPH THOMPSON III
Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, President
- CRD
- #2687240
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $46,547,548 | -- |
| Non-Discretionary | $0 | -- |
| Total | $46,547,548 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Other | Available | Available |
| Private Funds | Available | Available |
| Total | Available | Available |
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