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Gradient Investments, LLC

Gradient Investments, LLC. CRD 141726

Gradient Investments, LLC logo

CRD: 141726

Gradient Investments, LLC

$8.2B Total AUM
$8.2B Disc. AUM
-- 3Y CAGR
41 Employees
26,563 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
10-30-2003
Office Locations
14

Office Locations

1000 N. Main Street Suite 218 Fuquay Varina NC
11818 Rock Landing Drive Suite 103 Newport News VA
1215 Jones Franklin RD Suite 201 Raleigh NC

About Gradient Investments, LLC

Gradient Investments, LLC is an independent, privately owned, fee-based SEC-registered RIA providing professional money management via separately managed accounts using ETFs and individual equities. The firm serves individuals and institutional investors including pension plans, foundations, endowments, and corporations, and operates across retail and institutional channels; custody includes Charles Schwab.

Team overview

41 AVG AGE
$546.7M AVG AUM / ADVISOR
$308.7K AVG AUM / CLIENT
4.4 yrs AVG TENURE
41 Employees
15 Advisory Reps
15 RIA Reps
22yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

NICOLE SHELTON Alexander

NICOLE SHELTON Alexander

Chief Compliance Officer

CRD
#4249833
Ownership
Less than 5%
Available
Available
Available
MICHAEL ARTHUR BINGER

MICHAEL ARTHUR BINGER

President

CRD
#6266863
Ownership
Less than 5%
Available
Available
Available

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Contacts

DOUGLAS VICTOR AMIS

DOUGLAS VICTOR AMIS

CEO, President

CRD
#6022170
Available
Available
Available
MATTHEW PHILLIP ANDERSON

MATTHEW PHILLIP ANDERSON

Financial Advisor, General Partner

CRD
#6337030
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-20-2022
12-20-2023
10-22-2024
12-19-2025
06-24-2026
Category Assets AVG. Account size
Discretionary $8,201,136,002 $106,080
Non-Discretionary $0 --
Total $8,201,136,002 $106,080

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Other:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Other Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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