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Thompson Private Wealth

Thompson Private Wealth. CRD 172142

T

CRD: 172142

Thompson Private Wealth

$73.8M Total AUM
$73.8M Disc. AUM
-- 3Y CAGR
1 Employees
189 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Axos ยท Lincoln Financial
Clients
Retail
Platforms
--
Established Date
08-05-2014
Office Locations
1

Office Locations

224 N Phillips AVE Suite 200 Sioux Falls SD

About Thompson Private Wealth

Thompson Private Wealth is a Sioux Falls-based RIA. The firm has been operating for 11 years. Managing $73.8M in total assets under management, with 1 advisory representatives. They custody assets with Axos and Lincoln Financial.

Team overview

-- AVG AGE
$73.8M AVG AUM / ADVISOR
$390.4K AVG AUM / CLIENT
11.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
11yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Investment Themes

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Investment Vehicles

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Platform

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Services

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Owner & Executives

RAYMOND PAUL THOMPSON

RAYMOND PAUL THOMPSON

Advisor, Chief Compliance Officer, President

CRD
#4937807
Ownership
75% or more
Available
Available
Available
S

STACEY MARIE THOMPSON

Vice President

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $73,793,664 --
Non-Discretionary $0 --
Total $73,793,664 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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