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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 12-01-2016
- Office Locations
- 2
Office Locations
About Wealth Plus OF THE Dakotas, Inc.
Wealth Plus of the Dakotas is an independent, fee-transparent investment partner serving individuals and businesses with retirement-focused planning. The firm specializes in “annuity rescue,” helping annuity owners move from high-fee, lockup products into low-fee, no-commission annuities with no surrender periods, and builds portfolios and cash-management plans to support reliable retirement income. It also reviews and redesigns employer retirement plans in an advisory model; custody includes Charles Schwab.
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Owner & Executives
LLOYD DOUGLAS HODGIN
Chief Compliance Officer, Financial Advisor, President
- CRD
- #2954267
- Ownership
- 50% but less than 75%
Eldon Swingler
Associate, VICE PRESIDENT
- CRD
- --
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
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TREVOR CHARLES BEGEMAN
--
- CRD
- #7907961
JOHN RICHARD CARLSON
Chief Operating Officer
- CRD
- #3098410
Showing 2 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $24,292,254 | -- |
| Non-Discretionary | $54,965,984 | -- |
| Total | $79,258,238 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
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