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Three Lakes Advisors, Inc.

Three Lakes Advisors, Inc.. CRD 110103

Three Lakes Advisors, Inc. logo

CRD: 110103

Three Lakes Advisors, Inc.

$19.9M Total AUM
$19.9M Disc. AUM
-- 3Y CAGR
1 Employees
9 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
RBC · UBS
Clients
Retail and Institutional
Platforms
Available
Established Date
05-02-1997
Office Locations
1

Office Locations

-- Greenwich CT

About Three Lakes Advisors, Inc.

Three Lakes Advisors delivers futures and options solutions for institutional and retail investors, helping clients manage risk and adjust exposures through liquid, transparent markets. The firm provides access to multiple vetted FCM relationships and hands-on operational support—from account setup to customized reporting—along with clearing, execution, and compliance guidance backed by 20+ years of experience.

Team overview

82 AVG AGE
$19.9M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
2.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

D

DAVID AUSTIN KELLY

Chief Compliance Officer, Founder, President, TREASURER

CRD
#2778402
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $19,879,000 --
Non-Discretionary $0 --
Total $19,879,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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