CRD: 127402
Three Peaks Capital Management, LLC
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- --
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-01-2003
- Office Locations
- 1
Office Locations
About Three Peaks Capital Management, LLC
Three Peaks Capital Management, LLC is an SEC-registered RIA in Castle Rock, Colorado providing asset management for institutions and high net worth individuals. The firm focuses on high-yield fixed-income investing, building mandates aligned to client risk profiles and grounded in fundamental credit work across the high-yield spectrum. Led by an experienced fixed-income team, the platform is purpose-built for diversified high-yield exposure.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
SANDY RAY RUFENACHT
Advisor, Chief Executive Officer, Chief Investment Officer, Managing Member
- CRD
- --
- Ownership
- 75% or more
ANDREW LEE BAUMAN
Analyst, Chief Operations Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $222,869,514 | $3,095,410 |
| Non-Discretionary | $0 | -- |
| Total | $222,869,514 | $3,095,410 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q3 2021
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing