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Thrifty Scotty Financial, LLC

Thrifty Scotty Financial, LLC. CRD 292418

Thrifty Scotty Financial, LLC logo

CRD: 292418

Thrifty Scotty Financial, LLC

$4.1M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
17 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
03-29-2018
Office Locations
1

Office Locations

-- Round Rock TX

About Thrifty Scotty Financial, LLC

Thrifty Scotty Financial, LLC is a fee-only, independent advisory firm led by CFP Scotty Wallace, providing financial planning and investment management with a retirement-planning focus. Serves clients in the Austin/Round Rock area and nationwide via technology-enabled engagement. Portfolios are primarily ETF-based, with allocations to cash and U.S. government/agency bonds; custody includes Charles Schwab.

Team overview

66 AVG AGE
$4.1M AVG AUM / ADVISOR
$238.7K AVG AUM / CLIENT
8.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
8yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

S

SCOTT WAYNE WALLACE

Certified Financial Planner, Chief Compliance Officer, Owner

CRD
#6389750
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $4,057,348 --
Total $4,057,348 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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