AdvizorPro
Tone Capital, LLC

Tone Capital, LLC. CRD 285622

Tone Capital, LLC logo

CRD: 285622

Tone Capital, LLC

$118.3M Total AUM
$115.0M Disc. AUM
-- 3Y CAGR
4 Employees
168 ADV. Clients
9 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Interactive Brokers
Clients
Retail and Institutional
Platforms
Available
Established Date
11-01-2016
Office Locations
1

Office Locations

4120 W. Broad Street Richmond VA

About Tone Capital, LLC

Tone Capital is a fiduciary RIA offering investment management and advice-led financial planning for individuals and families, using a data-driven, factor-based and systematic approach to asset allocation. Its tech-enabled, hybrid service model combines integrated client portals (investments plus banking accounts) with white-glove support. The firm also partners with community banks to deliver a white-labeled wealth platform including technology, marketing, and compliance.

Team overview

50 AVG AGE
$39.4M AVG AUM / ADVISOR
$704.0K AVG AUM / CLIENT
9 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
9yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

G

GREGORY STEPHEN SABO

Principal

CRD
#2003709
Ownership
25% but less than 50%
Available
Available
Available
JAMES JOSEPH SHANNON

JAMES JOSEPH SHANNON

Chief Compliance Officer, Principal

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

Showing 2 of 4 owners & executives

Unlock all

Contacts

No contact records available.

Showing 0 of 4 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-10-2025
03-16-2026
Category Assets AVG. Account size
Discretionary $115,049,600 $360,657
Non-Discretionary $3,216,200 $3,216,200
Total $118,265,800 $369,581

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

Continue browsing

View all advisor firms in Virginia

Start a free trial and
prospect smarter