U
CRD: 285915
UP Fintech Asset Management
$1.5M Total AUM
$1.5M Disc. AUM
-51.2% 3Y CAGR
2 Employees
3 ADV. Clients
9 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- Available
- Established Date
- 03-24-2017
- Office Locations
- 1
Office Locations
18 Campus Boulevard Suite 100 Newtown Square PA
About UP Fintech Asset Management
UP Fintech Asset Management is a Newtown Square-based RIA. The firm has been operating for 9 years. Managing $1.5M in total assets under management, with 2 advisory representatives. They custody assets with Interactive Brokers.
Team overview
36 AVG AGE
$750.0K AVG AUM / ADVISOR
$500.0K AVG AUM / CLIENT
4.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
1 RIA Reps
9yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
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Investment Themes
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Investment Vehicles
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Services
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Technology
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Owner & Executives
D
DAVID PARDEE FOULKE
Chief Financial Officer
- CRD
- #2721529
- Ownership
- Less than 5%
Available
Available
Available
Yang Xu
Chief Compliance Officer, Chief Executive Officer, CHIEF OPERATING OFFICER
- CRD
- #6316689
- Ownership
- Less than 5%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,500,000 | $375,000 |
| Non-Discretionary | $0 | -- |
| Total | $1,500,000 | $375,000 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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