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- Custodian
- Altruist · Truist Bank · US Bank
- Clients
- Retail
- Platforms
- Available
- Established Date
- 04-02-2024
- Office Locations
- 2
Office Locations
About Upstream Financial Advisors LLC
Upstream Financial Advisors is a Minnesota-based, fee-only fiduciary RIA providing holistic financial planning and investment management with an emphasis on proactive tax strategy. Led by CFP principals, including a CPA, the firm serves retail investors and business owners and builds diversified portfolios using mutual funds and ETFs, including ESG/SRI and fixed income exposures. Custody includes Altruist.
Team overview
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Client Personas
Investment Themes
Investment Vehicles
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Owner & Executives
Derek Sean Ketcho
Chief Compliance Officer, Financial Planner
- CRD
- #7422013
- Ownership
- 50% but less than 75%
Zachary Callahan Miller
Private Wealth Advisor, VICE PRESIDENT
- CRD
- #7442404
- Ownership
- 50% but less than 75%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $25,809,178 | -- |
| Non-Discretionary | $0 | -- |
| Total | $25,809,178 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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