This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-06-2014
- Office Locations
- 1
Office Locations
About Uptown Capital Advisors
Uptown Capital Advisors is a Dallas-based RIA providing wealth management for individuals and families, with an emphasis on retirement-focused planning. The team builds cost-effective, tax-efficient portfolios and supports asset allocation across taxable and IRA, education, and HSA accounts, alongside estate preservation, charitable planning, and needs-based insurance. Custody includes Schwab and TD Ameritrade.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
CHRISTOPHER JAMES CARRIE
Managing Member, Partner, TREASURER
- CRD
- #4655871
- Ownership
- 50% but less than 75%
JAMES KEMP SAWERS
Chief Compliance Officer, Managing Member, President
- CRD
- #6331584
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $153,813,197 | $615,253 |
| Non-Discretionary | $0 | -- |
| Total | $153,813,197 | $615,253 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing