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Vision Capital & Management

Vision Capital & Management. CRD 118363

Vision Capital & Management logo

CRD: 118363

Vision Capital & Management

$144.8M Total AUM
$144.8M Disc. AUM
-1.4% 3Y CAGR
5 Employees
60 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Jackson National Life
Clients
Retail and Institutional
Platforms
Available
Established Date
01-15-2004
Office Locations
1

Office Locations

-- Mooresville NC

About Vision Capital & Management

Vision Capital & Management is a Davidson, NC SEC-registered RIA and wealth manager serving families, institutions, and other financial advisors. The team builds actively managed, diversified portfolios using forward-looking strategies and dynamic risk analysis aligned to each portfolio’s risk targets. They frequently partner as part of clients’ broader business advisory team and can integrate charitable planning and values-based/impact preferences into wealth and estate strategies.

Team overview

-- AVG AGE
$48.3M AVG AUM / ADVISOR
$2.4M AVG AUM / CLIENT
12 yrs AVG TENURE
5 Employees
3 Advisory Reps
2 RIA Reps
22yrs Firm Age

Insights

Available
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Asset Classes

Available

CRM

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

ERIC LLOYD VOGEN

ERIC LLOYD VOGEN

Chief Executive Officer, President

CRD
#1406908
Ownership
75% or more
Available
Available
Available
J

JANET LYNN MESSER

Chief Compliance Officer

CRD
#5059140
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

DONNA LEE PLEASANT

--

CRD
#4927208
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-08-2022
03-30-2023
03-26-2024
03-24-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $144,833,761 $905,211
Non-Discretionary $0 --
Total $144,833,761 $905,211

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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