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W.a. Smith Financial Group

W.a. Smith Financial Group. CRD 146608

W.a. Smith Financial Group logo

CRD: 146608

W.a. Smith Financial Group

$1.2B Total AUM
$1.1B Disc. AUM
-- 3Y CAGR
27 Employees
1,669 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
04-22-2008
Office Locations
4

Office Locations

1819 Main ST #240 Sarasota FL
4604 Timber Commons Drive Sandusky OH
5070 Waterford Drive Sheffield Village OH

About W.a. Smith Financial Group

W.A. Smith Financial Group is an Ohio-based RIA serving retirees, pre-retirees, and business owners with customized financial planning and ongoing investment management. Its Ascend360 planning process integrates income, investing, tax, estate, and healthcare planning as clients' needs evolve. Public filings indicate portfolios are implemented primarily with ETFs. The firm has been recognized by Crain's Cleveland Business and Financial Advisor Magazine.

Team overview

33 AVG AGE
$89.5M AVG AUM / ADVISOR
$697.3K AVG AUM / CLIENT
6 yrs AVG TENURE
27 Employees
13 Advisory Reps
10 RIA Reps
18yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM ALLEN SMITH JR

WILLIAM ALLEN SMITH JR

Operations Manager, President

CRD
#2671372
Ownership
75% or more
Available
Available
Available
B

Brian Joseph Petraitis

Chief Compliance Officer

CRD
#7255407
Ownership
Less than 5%
Available
Available
Available

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Contacts

LOGAN EDWARD BOLIN

LOGAN EDWARD BOLIN

Client Service Representative

CRD
#7092195
Available
Available
Available
Zachary Adam Bush

Zachary Adam Bush

Wealth Advisor

CRD
#5948217
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-10-2022
12-07-2023
09-10-2024
03-25-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $1,082,391,612 $185,882
Non-Discretionary $81,391,600 $66,660
Total $1,163,783,212 $165,216

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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