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Wagner Loftin Investment Services LLC

Wagner Loftin Investment Services LLC. CRD 109770

Wagner Loftin Investment Services LLC logo

CRD: 109770

Wagner Loftin Investment Services LLC

$396.4M Total AUM
$395.9M Disc. AUM
-0.4% 3Y CAGR
7 Employees
442 ADV. Clients
33 yrs Firm Age

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Firm Details

Custodian
Pershing
Clients
Retail
Platforms
Available
Established Date
03-01-1993
Office Locations
1

Office Locations

3478 Buskirk Avenue Suite 308 Pleasant Hill CA

About Wagner Loftin Investment Services LLC

Wagner Loftin Investment Services LLC is an independent Pleasant Hill, CA RIA providing investment management and financial planning, focused on education, guidance, and long-term client relationships. The firm serves retail investors including business owners, entrepreneurs, and retirees, and commonly implements asset-allocation portfolios using ETFs, mutual funds, and index funds, with access to alternative strategies and insurance solutions when appropriate. Custodies with Pershing.

Team overview

52 AVG AGE
$56.6M AVG AUM / ADVISOR
$896.9K AVG AUM / CLIENT
23 yrs AVG TENURE
7 Employees
7 Advisory Reps
7 RIA Reps
33yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RONALD JOSEPH WAGNER

RONALD JOSEPH WAGNER

Owner

CRD
#2109102
Ownership
75% or more
Available
Available
Available
GERALD GILBERTO GUINTU

GERALD GILBERTO GUINTU

Chief Compliance Officer

CRD
#4173908
Ownership
Less than 5%
Available
Available
Available

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Contacts

SHEENA ANN CULP

SHEENA ANN CULP

--

CRD
#5549809
Available
Available
Available
JILL ANN GUINTU

JILL ANN GUINTU

--

CRD
#2590790
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-13-2022
10-30-2023
03-21-2024
04-01-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $395,870,999 $415,395
Non-Discretionary $558,888 $279,444
Total $396,429,887 $415,110

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Derivatives:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Derivatives Available Available
Total Available Available

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