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Warner Wealth

Warner Wealth. CRD 334877

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CRD: 334877

Warner Wealth

$458.5M Total AUM
$458.5M Disc. AUM
-- 3Y CAGR
20 Employees
758 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
04-01-2025
Office Locations
3

Office Locations

1 Enterprise Drive Suite 105 Shelton CT
869 Boston Post Road Madison CT
-- Lockport NY

About Warner Wealth

Warner Wealth is a Madison-based RIA with 3 offices. The firm has been operating for 1 years. Managing $458.5M in total assets under management, with 7 advisory representatives. They custody assets with LPL Financial.

Team overview

52 AVG AGE
$65.5M AVG AUM / ADVISOR
$604.9K AVG AUM / CLIENT
0.8 yrs AVG TENURE
20 Employees
7 Advisory Reps
7 RIA Reps
1yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JAMES ALAN WARNER

JAMES ALAN WARNER

Owner

CRD
#5991972
Ownership
75% or more
Available
Available
Available
Lisa Marie LaFond

Lisa Marie LaFond

Chief Compliance Officer, Senior Compliance Consultant

CRD
#4575679
Ownership
Less than 5%
Available
Available
Available

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Contacts

Brian Patrick Boyd

Brian Patrick Boyd

--

CRD
#7667547
Available
Available
Available
Rachael Ciocca

Rachael Ciocca

--

CRD
#7122170
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-01-2025
04-24-2026
Category Assets AVG. Account size
Discretionary $458,494,742 $344,215
Non-Discretionary $0 --
Total $458,494,742 $344,215

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Corporate - Non-Investment Grade:
Available
Other:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Corporate - Non-Investment Grade Available Available
Other Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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