CRD: 173220
Waterfront Wealth Inc.
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- Custodian
- Charles Schwab & Company · First Clearing · Trade-PMR · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-02-2015
- Office Locations
- 2
Office Locations
About Waterfront Wealth Inc.
Waterfront Wealth Inc. is a fee-only, fiduciary SEC-registered RIA serving select families across the U.S., with offices in Kansas and Florida. The team combines financial planning (including estate, tax, and business-succession needs) with portfolio construction and ongoing asset management focused on disciplined asset allocation and risk management using ETFs, mutual funds, and fixed income. Notably, its CIO/Portfolio Manager earned 5-star Morningstar ratings on two strategies (OE and OS) for consecutive quarters in 2025.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ROGER CARTER RATZLAFF JR
Chief Compliance Officer, Chief Executive Officer
- CRD
- #1571089
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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PATRICK STEVEN BERCH
Financial Advisor, General Partner
- CRD
- #5757139
Benjamin Joel Fischer
Client Service Representative
- CRD
- #7885311
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,138,000,000 | $352,978 |
| Non-Discretionary | $0 | -- |
| Total | $1,138,000,000 | $352,978 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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