CRD: 296462
Waterrock Wealth Management
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-01-2018
- Office Locations
- 1
Office Locations
About Waterrock Wealth Management
WaterRock Wealth Management is a fiduciary advisory firm serving individuals and families with financial planning and portfolio management across insurance, investing, retirement, estate planning, and wealth preservation. The firm emphasizes fee transparency and an unconstrained approach to building solutions rather than selling products, with client assets held in custody through Charles Schwab & Co.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
CHRISTOPHER PAUL PRIEN
Chief Compliance Officer, MANAGING DIRECTOR, Portfolio Manager
- CRD
- #1988563
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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DIANA MAE ATHA
Vice President
- CRD
- #1456850
RICHARD L ATHA
Financial Advisor, General Partner
- CRD
- #2240499
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $153,703,156 | $530,011 |
| Non-Discretionary | $0 | -- |
| Total | $153,703,156 | $530,011 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Equity - OTC | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Total | Available | Available |
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