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Waverly Advisors, LLC

Waverly Advisors, LLC. CRD 115332

Waverly Advisors, LLC logo

CRD: 115332

Waverly Advisors, LLC

$29.9B Total AUM
$25.2B Disc. AUM
70.2% 3Y CAGR
414 Employees
13,758 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · National Advisors Trust
Clients
Retail and Institutional
Established Date
02-15-2000
Office Locations
43

Office Locations

1 Centerpointe Drive Lake Oswego OR
100 Executive Drive Suite A Lafayette IN
101 East 90th Drive Suite A Merrillville IN

About Waverly Advisors, LLC

Waverly Advisors is a fee-only, fiduciary RIA founded in 1999 in Birmingham, Alabama. The firm delivers integrated wealth management—investment management plus tax and estate strategies, retirement, education and risk planning—along with business, family office, trust, institutional consulting and corporate retirement plan services, including dedicated planning for women. Waverly has expanded through aligned partnerships (Wealth Partners Capital Group and HGGC’s Aspire) and a nationwide footprint across 18 states.

Reported data analysis

What the numbers show

Between December 23, 2025 and June 3, 2026, reported AUM increased 5.4%, from $28.3B to $29.8B.

Across 5 reported observations, AUM increased 566.9% between October 19, 2022 and June 3, 2026, from $4.5B to $29.8B.

Of the latest reported AUM, 84.4% is discretionary and 15.6% is non-discretionary.

The firm reports 197 advisory representatives and 13,758 clients, or 69.8 clients per representative. That equates to $2.2M in reported AUM per client.

The profile lists 43 reported office locations and 26 years in operation. The source data was last updated on August 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

46 AVG AGE
$151.6M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
2.6 yrs AVG TENURE
414 Employees
197 Advisory Reps
192 RIA Reps
26yrs Firm Age

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Available data coverage

  • Accredited Investors
  • Asset Classes
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

THOMAS JAMES CLAUD III

THOMAS JAMES CLAUD III

Chief Compliance Officer, Deputy Chief Compliance Officer

CRD
#6353290
Ownership
Less than 5%
JOHN BROWN COX JR.

JOHN BROWN COX JR.

Chief Economist

CRD
#4597091
Ownership
Less than 5%

Showing 2 of 8 owners & executives

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Contacts

C

Charles Thomas Adair

--

CRD
#7974714
J

JOHN RANDOLPH ADAMS JR.

Partner

CRD
#5307151

Showing 2 of 224 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-19-2022
04-28-2023
12-19-2024
12-23-2025
06-03-2026
Category Assets AVG. Account size
Discretionary $25,221,716,945 $736,841
Non-Discretionary $4,650,355,171 $2,901,033
Total $29,872,072,116 $833,993

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Separately Managed Accounts

SMA allocation detail is available

Waverly Advisors, LLC has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q1 2026

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Waverly Advisors, LLC's 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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