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WAX Asset Management LLC

WAX Asset Management LLC. CRD 157405

WAX Asset Management LLC logo

CRD: 157405

WAX Asset Management LLC

$181.2M Total AUM
$181.2M Disc. AUM
-- 3Y CAGR
1 Employees
74 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Goldman Sachs ยท RBC
Clients
Retail
Platforms
--
Established Date
03-01-2011
Office Locations
1

Office Locations

-- Madison CT

About WAX Asset Management LLC

Wax Asset Management is a Madison, CT boutique investment manager focused on long-term, value-based equity investing. The firm runs concentrated equity portfolios (with ETF-heavy equity exposure) seeking capital appreciation and improved risk-adjusted returns for retail clients, with custody relationships including Goldman Sachs.

Team overview

-- AVG AGE
$181.2M AVG AUM / ADVISOR
$2.4M AVG AUM / CLIENT
15.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

E

EVAN HEATH WAX

Chief Compliance Officer, Managing Member, President

CRD
#4694935
Ownership
50% but less than 75%
Available
Available
Available
I

Ingrid Kvam Wax

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CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-12-2026
Category Assets AVG. Account size
Discretionary $181,212,966 $1,449,704
Non-Discretionary $0 --
Total $181,212,966 $1,449,704

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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