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Waxman Financial

Waxman Financial. CRD 141543

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CRD: 141543

Waxman Financial

$29.0M Total AUM
$29.0M Disc. AUM
-- 3Y CAGR
2 Employees
42 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
02-01-2000
Office Locations
1

Office Locations

-- Parkland FL

About Waxman Financial

Waxman Financial is an independent, fee-based advisory firm serving individuals, families, and businesses in South Florida and nationwide. The team provides financial planning and investment management with experience in retirement and pension plans, tax and insurance planning, college funding, asset allocation, and business succession. Portfolios are primarily ETF-based, and the firm custodies with Charles Schwab.

Team overview

45 AVG AGE
$14.5M AVG AUM / ADVISOR
$690.1K AVG AUM / CLIENT
18 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Services

Available

Owner & Executives

ANDREW BENJAMIN WAXMAN

ANDREW BENJAMIN WAXMAN

Chief Compliance Officer, Partner, VICE PRESIDENT

CRD
#4286534
Ownership
50% but less than 75%
Available
Available
Available
J

JEFFREY BRUCE WAXMAN

Certified Financial Planner, President

CRD
#5210211
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $28,983,786 --
Non-Discretionary $0 --
Total $28,983,786 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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