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West Financial Strategies, Inc.

West Financial Strategies, Inc.. CRD 118241

West Financial Strategies, Inc. logo

CRD: 118241

West Financial Strategies, Inc.

$121.0M Total AUM
$121.0M Disc. AUM
-- 3Y CAGR
3 Employees
140 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
12-31-2000
Office Locations
1

Office Locations

301 Court Square Sanford NC

About West Financial Strategies, Inc.

West Financial Strategies, Inc. (founded 1997) provides confidential financial planning and investment management for individuals, small businesses, and institutional clients including retirement plans, trusts/estates, and charities. Portfolios use no-load mutual funds, ETFs, and individual securities, with brokerage execution as needed. The firm is not affiliated with product sales and states it receives no compensation from fund companies or brokerages; often custodies at Charles Schwab.

Team overview

-- AVG AGE
$60.5M AVG AUM / ADVISOR
$864.4K AVG AUM / CLIENT
25.1 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
25yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

M

MILTON LEE WEST

Chief Compliance Officer, Managing Partner, President

CRD
#4486471
Ownership
75% or more
Available
Available
Available

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Contacts

C

CHARLES FREDERICK VON CANON

--

CRD
#4601225
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-08-2026
Category Assets AVG. Account size
Discretionary $121,014,544 $380,549
Non-Discretionary $0 --
Total $121,014,544 $380,549

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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