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Westend Advisors, LLC

Westend Advisors, LLC. CRD 133279

Westend Advisors, LLC logo

CRD: 133279

Westend Advisors, LLC

$1.9B Total AUM
$1.9B Disc. AUM
-- 3Y CAGR
29 Employees
4,167 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
State Street · UBS · US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
03-18-2005
Office Locations
8

Office Locations

1001 Morehead Square Drive Suite 600 Charlotte NC
-- Brooklyn NY
-- Chicago IL

About Westend Advisors, LLC

WestEnd Advisors, a Victory Capital investment franchise, is an institutional RIA focused on active, high-conviction macro-driven equity and multi-asset strategies. Using disciplined analysis of 200+ global and domestic indicators, the team makes data-led sector, regional, and security allocation decisions. Offerings include U.S. sector and sector index (direct indexing), global equity, and balanced/conservative portfolios with fixed income.

Team overview

37 AVG AGE
$266.9M AVG AUM / ADVISOR
$448.3K AVG AUM / CLIENT
7.6 yrs AVG TENURE
29 Employees
7 Advisory Reps
13 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JAMES WALTER COX IV

JAMES WALTER COX IV

Chief Compliance Officer, Financial Advisor, First Vice President

CRD
#3025567
Ownership
Less than 5%
Available
Available
Available
EDMUND NELSON DURDEN

EDMUND NELSON DURDEN

Advisor, Chief Investment Strategist

CRD
#5273589
Ownership
Less than 5%
Available
Available
Available

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Contacts

ANNA F BROWN

ANNA F BROWN

Investment Advisor

CRD
#2904287
Available
Available
Available
Brian William Bzik

Brian William Bzik

Financial Advisor, General Partner

CRD
#6760966
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
01-27-2022
07-14-2023
06-03-2024
08-01-2025
01-30-2026
Category Assets AVG. Account size
Discretionary $1,868,015,699 $450,233
Non-Discretionary $0 --
Total $1,868,015,699 $450,233

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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