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Western NEW York Financial Group, LLC

Western NEW York Financial Group, LLC. CRD 306083

Western NEW York Financial Group, LLC logo

CRD: 306083

Western NEW York Financial Group, LLC

$84.1M Total AUM
$58.8M Disc. AUM
8.8% 3Y CAGR
2 Employees
206 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
11-21-2019
Office Locations
1

Office Locations

560 Delaware Avenue Suite 102 Buffalo NY

About Western NEW York Financial Group, LLC

Western New York Financial Group, LLC is a Buffalo-based RIA focused on retirees and pre-retirees, as well as working professionals and small business owners. The team provides fiduciary financial planning and investment management centered on retirement income planning, wealth preservation, cash flow/risk management, and estate strategy. Portfolios are predominantly ETF-based, with custody through Schwab and Fidelity.

Team overview

54 AVG AGE
$42.1M AVG AUM / ADVISOR
$408.4K AVG AUM / CLIENT
5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

Available

Investment Vehicles

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Platform

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Services

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Technology

Available

Owner & Executives

MICHAEL ANTHONY AQUINO

MICHAEL ANTHONY AQUINO

Financial Advisor, Managing Partner, Partner

CRD
#3064751
Ownership
50% but less than 75%
Available
Available
Available
MARK WILLIAM NARBY

MARK WILLIAM NARBY

Chief Compliance Officer, Managing Partner

CRD
#2899694
Ownership
50% but less than 75%
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-19-2022
03-24-2023
03-27-2024
03-19-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $58,782,238 $304,571
Non-Discretionary $25,350,786 $4,225,131
Total $84,133,024 $422,779

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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