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WMS Financial Services

WMS Financial Services. CRD 291291

WMS Financial Services logo

CRD: 291291

WMS Financial Services

$7.2M Total AUM
$7.2M Disc. AUM
-- 3Y CAGR
1 Employees
46 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · Lincoln Financial · TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
03-08-2018
Office Locations
1

Office Locations

8820 E. Foxhollow Drive Anaheim CA

About WMS Financial Services

WMS Financial Services is a retirement-focused RIA offering virtual planning for income, tax, legacy, and investment strategy, including rollovers and annuity-based retirement income solutions. The firm emphasizes tactical active money management aimed at reducing volatility while maintaining return potential, with portfolios heavily implemented using ETFs. President Mark Turner has been featured on FOX Morning Blend discussing retirement risk.

Team overview

-- AVG AGE
$7.2M AVG AUM / ADVISOR
$156.7K AVG AUM / CLIENT
8.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

M

MARK DAVID TURNER

Chief Compliance Officer, Investment Advisor, Managing Member

CRD
#2481315
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $7,208,520 --
Non-Discretionary $0 --
Total $7,208,520 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Other Available Available
Total Available Available

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