AdvizorPro
Zuma Wealth LLC

Zuma Wealth LLC. CRD 311488

Zuma Wealth LLC logo

CRD: 311488

Zuma Wealth LLC

$56.8M Total AUM
$56.8M Disc. AUM
-- 3Y CAGR
1 Employees
31 ADV. Clients
5 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · State Street
Clients
Retail and Institutional
Platforms
Available
Established Date
01-26-2021
Office Locations
1

Office Locations

-- Malibu CA

About Zuma Wealth LLC

Zuma Wealth is a Malibu, CA RIA providing holistic, customized wealth guidance and financial planning for individuals and entrepreneurs, with an emphasis on clients who feel overlooked or underserved. The firm pairs portfolio construction with risk-managed asset allocation (including mutual funds and ETFs) alongside tax, estate, and insurance planning. A differentiator for distribution teams: it publishes Women and Wealth research reports on how affluent women approach investing. Custody through Schwab and Fidelity.

Team overview

56 AVG AGE
$56.8M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
5.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

THERESA FRANCES SPATH

THERESA FRANCES SPATH

Advisor, Chief Compliance Officer, Managing Member

CRD
#2554263
Ownership
75% or more
Available
Available
Available

Showing 1 of 1 owners & executives

Unlock all

Contacts

No contact records available.

Showing 0 of 1 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $56,815,316 --
Non-Discretionary $0 --
Total $56,815,316 --

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Equity - OTC:
Available
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Equity - OTC Available Available
Municipal Bonds Available Available
Cash Available Available
Total Available Available

Continue browsing

View all advisor firms in California

Start a free trial and
prospect smarter