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Align Wealth Management, LLC

Align Wealth Management, LLC. CRD 323615

Align Wealth Management, LLC logo

CRD: 323615

Align Wealth Management, LLC

$116.7M Total AUM
$116.7M Disc. AUM
-- 3Y CAGR
2 Employees
77 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · SEI
Clients
Retail
Platforms
--
Established Date
11-01-2022
Office Locations
2

Office Locations

1850 Hamilton AVE SAN Jose CA
-- Tucson AZ

About Align Wealth Management, LLC

Align Wealth Management is a San Jose-based RIA offering comprehensive wealth management that aligns client values and long-term goals with investment decisions. The firm pairs financial planning (tax, estate, retirement, insurance) with asset allocation and portfolio construction, primarily implemented with ETFs, mutual funds, and fixed income. Custody includes Schwab and SEI.

Team overview

-- AVG AGE
$58.4M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
3.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
3yrs Firm Age

Insights

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Asset Classes

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

C

CHRISTOPHER JOHN THOMAS

Chief Compliance Officer, Managing Member, Wealth Advisor

CRD
#4306408
Ownership
75% or more
Available
Available
Available

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Contacts

G

Giulia Christine King

Director

CRD
#7826706
Available
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-24-2026
Category Assets AVG. Account size
Discretionary $116,708,805 $762,803
Non-Discretionary $0 --
Total $116,708,805 $762,803

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Municipal Bonds:
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Equity - Exchange:
Available
Cash:
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Corporate - Investment Grade:
Available
Equity - OTC:
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U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Municipal Bonds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
U.S. Government/Agency Available Available
Total Available Available

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