$32.3M Total AUM
$32.3M Disc. AUM
-- 3Y CAGR
1 Employees
37 ADV. Clients
14 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Wells Fargo
- Clients
- Retail
- Platforms
- Available
- Established Date
- 05-15-2012
- Office Locations
- 1
Office Locations
-- Leclaire IA
About Ballheim Financial LLC
Ballheim Financial LLC is an independent, founder-led Iowa RIA serving retail investors with financial and investment planning, including retirement, estate, charitable and insurance/annuity guidance. The firm’s portfolios are strongly ETF-centric (SMA mix largely equity ETFs with a small U.S. government/agency bond sleeve) and may be custodied at Charles Schwab.
Team overview
-- AVG AGE
$32.3M AVG AUM / ADVISOR
$873.5K AVG AUM / CLIENT
14.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
14yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
DAVID JAMES BALLHEIM
Investment Advisor Representative, President
- CRD
- #5812321
- Ownership
- 75% or more
Available
Available
Available
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $32,321,081 | -- |
| Non-Discretionary | $0 | -- |
| Total | $32,321,081 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
Continue browsing