CRD: 142987
Banta Asset Management LP
$128.7M Total AUM
$128.7M Disc. AUM
11.7% 3Y CAGR
4 Employees
117 ADV. Clients
19 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-29-2007
- Office Locations
- 1
Office Locations
517 30th Street Newport Beach CA
About Banta Asset Management LP
Banta Asset Management is a Newport Beach, CA RIA providing asset management along with financial planning and insurance-related services for retail and institutional clients. Portfolios are primarily run in SMAs with an ETF-centric approach complemented by U.S. government and corporate bond exposure. Offers a secure Dropbox file upload; custody includes Schwab.
Team overview
50 AVG AGE
$42.9M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
18.3 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
19yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
S
STEPHEN MATTHEW BANTA
Chief Compliance Officer, Partner, Principal
- CRD
- #2491994
- Ownership
- Less than 5%
Available
Available
Available
Showing 1 of 1 owners & executives
Unlock allContacts
M
MARK DAVID BANTA
Partner
- CRD
- #2074080
Available
Available
Available
M
MICHAEL BEALE BANTA
Partner, Principal
- CRD
- #2390390
Available
Available
Available
Showing 2 of 3 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $128,657,824 | $609,753 |
| Non-Discretionary | $0 | -- |
| Total | $128,657,824 | $609,753 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available U.S. Government/Agency:
Available Cash:
Available Corporate - Non-Investment Grade:
Available Corporate - Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing