CRD: 113917
Capital Investment Management, INC
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- Custodian
- BNY Mellon · Fidelity/NFS · Pershing
- Clients
- Retail
- Platforms
- Available
- Established Date
- 06-08-1998
- Office Locations
- 2
Office Locations
About Capital Investment Management, INC
Capital Investment Management is an independent, retirement-focused advisory firm in Lee’s Summit, MO providing objective financial planning and investment management for individuals nearing or in retirement. Advisors are all CERTIFIED FINANCIAL PLANNER (CFP) professionals and act as fiduciaries. Services include 401(k) and retirement plan guidance, ongoing portfolio management, and coordinated tax and estate planning with qualified CPAs and attorneys, plus life and long-term care insurance.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DAVID MAX GARRISON
SENIOR VICE PRESIDENT
- CRD
- #1803012
- Ownership
- 50% but less than 75%
TROY ROLAND SCHUSTER
Chief Compliance Officer, President
- CRD
- #3222303
- Ownership
- 25% but less than 50%
Showing 2 of 3 owners & executives
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Faith Elizabeth Boylen
Financial Advisor
- CRD
- #7956678
Christopher Alan Wolff
Financial Advisor
- CRD
- #4925213
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $558,949,315 | $521,408 |
| Non-Discretionary | $0 | -- |
| Total | $558,949,315 | $521,408 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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